Filing Details
- Accession Number:
- 0001406666-18-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-16 16:35:47
- Reporting Period:
- 2018-11-14
- Accepted Time:
- 2018-11-16 16:35:47
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226868 | Cory Sindelar | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-14 | 5,000 | $10.50 | 40,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-11-14 | 2,000 | $5.31 | 42,000 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2018 through November 14, 2018. This transaction is also exempt under Rule 16b-3(c).
- In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2018.
Billionaire Hedge Funds
