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Filing Details

Accession Number:: 0001104659-18-068848
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-15 18:46:13
Reporting Period:: 2018-11-13

Accepted Time:: 2018-11-15 18:46:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1136294	Williams Industrial Services Group Inc.	WLMS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1017043	Nelson Obus	C/O Williams Industrial Srvs Grp Inc. 100 Crescent Centre Pkwy Ste 1240 Tucker GA 30084		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Acquisiton	2018-11-13	39,700	$1.87	3,207,418	No	4	P	Indirect	See Footnote
Common Stock, $0.01 Par Value Per Share	Acquisiton	2018-11-14	31,300	$1.90	3,238,718	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	54,819	Direct

Footnotes

As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,011,671 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 1,120,988 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 1,006,054 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 100,005 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
Of the aggregate number of shares purchased on each of November 13, 2018 and November 14, 2018, Wynnefield Partners Small Cap Value, L.P. I purchased 11,910 shares and 9,390 shares, respectively, while the other Wynnefield entities disclosed in footnote 1 purchased 27,790 shares and 21,910 shares, respectively.
Represents the weighted average purchase price of multiple transactions. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Represents the weighted average purchase price of multiple transactions. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.