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Filing Details

Accession Number:: 0001562180-18-004576
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-15 18:28:30
Reporting Period:: 2018-11-13

Accepted Time:: 2018-11-15 18:28:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1192448	Glaukos Corp	GKOS	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228684	Phd J William Link	C/O Glaukos Corporation 229 Avenida Fabricante San Clemente CA 92672		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-11-13	14,475	$58.01	76,004	No	4	S	Indirect	see footnote
Common Stock	Disposition	2018-11-14	8,500	$0.00	67,504	No	5	G	Indirect	see footnote
Common Stock	Disposition	2018-11-15	25,725	$57.37	41,779	No	4	S	Indirect	see footnote
Common Stock	Disposition	2018-11-15	1,300	$58.18	40,479	No	4	S	Indirect	see footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	see footnote
No	5	G	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,633	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $58.00 to $58.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
This transaction was executed in multiple trades at prices ranging from $57.00 to $57.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $58.10 to $58.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
Consists of 4,633 restricted stock units that have not yet vested or been delivered to the Reporting Person.