Filing Details
- Accession Number:
- 0001209191-18-058715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-15 16:12:14
- Reporting Period:
- 2018-11-13
- Accepted Time:
- 2018-11-15 16:12:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 81362 | Quaker Chemical Corp | KWR | Miscellaneous Products Of Petroleum & Coal (2990) | 230993790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523157 | Dieter Laininger | Quaker Chemical Corporation One Quaker Park, 901 E. Hector Street Conshohocken PA 19428-2380 | Vp & Md - A/P & Sa & Pri Mtls | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-13 | 1,000 | $200.00 | 6,106 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-13 | 500 | $202.00 | 5,606 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-14 | 1,000 | $202.00 | 4,606 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 744 | $87.30 | 5,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-15 | 744 | $202.30 | 4,606 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 1,213 | $72.12 | 5,819 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-15 | 1,213 | $202.79 | 4,606 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 730 | $134.60 | 5,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-15 | 553 | $203.42 | 4,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-11-15 | 177 | $204.36 | 4,606 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-11-15 | 744 | $0.00 | 744 | $87.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-11-15 | 1,213 | $0.00 | 1,213 | $72.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-11-15 | 730 | $0.00 | 730 | $134.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-25 | No | 4 | M | Direct | |
| 1,213 | 2023-02-23 | No | 4 | M | Direct | |
| 1,458 | 2024-02-27 | No | 4 | M | Direct |
Footnotes
- Includes 2 shares acquired by reporting person under the Company's Dividend Reinvestment Plan on April 30, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.00 to $202.5250, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.5250 to $203.04, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.04 to $203.78, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.36 to $204.44, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- The options for this grant vested in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.
- The options for this grant vest in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.
- The options for this grant vest in three annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.
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