Filing Details
- Accession Number:
- 0000899243-18-029002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-15 15:48:01
- Reporting Period:
- 2018-11-13
- Accepted Time:
- 2018-11-15 15:48:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643733 | A Peter Reed | C/O Great Elm Capital Group, Inc. 800 South Street, Suite 230 Waltham MA 02453 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-13 | 15,925 | $3.47 | 714,735 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-11-14 | 10,107 | $3.49 | 724,842 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 220,923 shares of unvested restricted stock.