Filing Details
- Accession Number:
- 0001127602-18-033149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-15 15:10:44
- Reporting Period:
- 2018-11-13
- Accepted Time:
- 2018-11-15 15:10:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628590 | W David Gibbs | 7100 Corporate Drive Plano TX 75024 | President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-13 | 42 | $0.00 | 39,380 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2018-11-14 | 57 | $0.00 | 39,323 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2018-11-14 | 57 | $0.00 | 39,266 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 8,342 | $20.85 | 47,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-15 | 1,951 | $89.18 | 45,657 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-11-15 | 6,391 | $88.22 | 39,266 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-15 | 8,342 | $0.00 | 8,342 | $20.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,686 | 2010-02-05 | 2019-02-05 | No | 4 | M | Direct |
Footnotes
- Gift of shares
- Gift of Shares
- Gift of Shares
- Pursuant to 10b5-1 Plan
- Vesting occurs on a quarterly basis beginning one year from grant date.
Billionaire Hedge Funds
