Filing Details
- Accession Number:
- 0001415889-18-001643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-14 20:25:01
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-14 20:25:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374328 | Fitlife Brands Inc. | FTLF | Medicinal Chemicals & Botanical Products (2833) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643192 | Judd Dayton | C/O Fitlife Brands, Inc. 5214 S. 136Th Street Omaha NE 68137 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-12 | 9,500 | $0.46 | 1,128,601 | No | 4 | P | Indirect | By Sudbury Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sudbury Holdings, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Acquisiton | 2018-11-13 | 525 | $0.00 | 1,141,304 | $0.46 |
Common Stock | Warrant | Acquisiton | 2018-11-12 | 342,391 | $0.00 | 342,391 | $0.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
525 | 2018-11-13 | No | 4 | P | Indirect | |
342,391 | 2018-11-13 | 2033-11-13 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 710,715 | Direct | |
Common Stock | 44,400 | Indirect | By SEP IRA |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.
- Shares of the Issuer's Series A Preferred Stock do not expire.
- The Reporting Person, through Sudbury Holdings, LLC, purchased 525 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person.