Filing Details

Accession Number:
0001271163-18-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-14 19:21:16
Reporting Period:
2018-11-12
Accepted Time:
2018-11-14 19:21:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260729 Gabelli Dividend & Income Trust GDV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Par Value $0.001 Disposition 2018-11-12 233 $21.61 130,111 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Par Value $0.001 578,244 Indirect G.research, Inc.
Common Shares, Par Value $0.001 2,806 Indirect Associated Capital Group, Inc.
Footnotes
  1. Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
  2. G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.
  3. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.