Filing Details
- Accession Number:
- 0001567619-18-006406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-14 19:17:20
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-14 19:17:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575793 | Energous Corp | WATT | Radio & Tv Broadcasting & Communications Equipment (3663) | 461318953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1700213 | Neeraj Sahejpal | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Senior Vp, Product Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-12 | 2,796 | $8.62 | 101,740 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit ("RSU") grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.61 to $8.6401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 847 shares acquired under the Issuer's employee stock purchase plan on June 30, 2018.
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