Filing Details
- Accession Number:
- 0001209191-18-058638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-14 19:04:53
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-14 19:04:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1389251 | Jr R Granville Hodges | 630 E Foothill Blvd. San Dimas CA 91773 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2018-06-01 | 7 | $56.36 | 13,265 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2018-08-31 | 7 | $60.43 | 13,272 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2018-11-12 | 1,932 | $16.68 | 15,204 | No | 4 | M | Direct | |
Common Shares | Disposition | 2018-11-12 | 330 | $64.42 | 14,874 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-11-12 | 1 | $64.44 | 14,873 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-11-12 | 1 | $64.45 | 14,872 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-11-12 | 100 | $64.46 | 14,772 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-11-12 | 200 | $64.47 | 14,572 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-11-12 | 1,300 | $64.49 | 13,272 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 06/01/2018 as dividend at FMV
- DER Units credited on 08/31/2018 as dividend at FMV