Filing Details
- Accession Number:
- 0000899243-18-028930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-14 16:30:43
- Reporting Period:
- 2018-11-13
- Accepted Time:
- 2018-11-14 16:30:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578348 | Cm Finance Inc | CMFN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240047 | Rocco Delguercio | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-13 | 500 | $8.13 | 3,646 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-11-14 | 500 | $8.14 | 4,146 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Includes 59.791 shares acquired under the CM Finance Inc dividend reinvestment plan.
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