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Home > Insider Trading > Filing (0001437749-18-020738)

Filing Details

Accession Number:: 0001437749-18-020738
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-14 13:47:37
Reporting Period:: 2018-11-13

Accepted Time:: 2018-11-14 13:47:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1108320	Smtc Corp	SMTX	Printed Circuit Boards (3672)	980197680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1216591	J Edward Smith	C/O Smtc Corporation 7050 Woodbine Avenue Markham A6 L3R4G8	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-11-13	10,000	$4.05	269,428	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$1.23		2027-05-15	671,858	671,858	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-05-15	671,858	671,858	Direct

Footnotes

The stock options become exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of SMTC Corporation's common stock on the NASDAQ Stock Market is above each of $2.00, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period.