Filing Details
- Accession Number:
- 0001138639-18-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-14 13:47:35
- Reporting Period:
- 2018-11-14
- Accepted Time:
- 2018-11-14 13:47:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1560734 | Brad Feller | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-14 | 40,000 | $4.50 | 233,196 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $9.02 | 2021-01-13 | 24,107 | 24,107 | Direct | |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $9.02 | 2021-01-13 | 893 | 893 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 16,134 | 16,134 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 33,185 | 33,185 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 68,750 | 68,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-13 | 24,107 | 24,107 | Direct |
2021-01-13 | 893 | 893 | Direct |
16,134 | 16,134 | Direct | |
33,185 | 33,185 | Direct | |
68,750 | 68,750 | Direct |
Footnotes
- This includes 2,604 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2018.
- This option vests and becomes exercisable as to 1/4th of the underlying shares on January 13, 2015 and then 1/48th per month thereafter.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
- These RSUs vest in four annual installments beginning on May 5, 2017.
- These RSUs vest in four annual installments beginning on May 5, 2018.
- These RSUs vest in four annual installments beginning on May 5, 2019.