Filing Details
- Accession Number:
- 0001127602-18-032982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-14 12:54:59
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-14 12:54:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305150 | W Jack Conner | Heritage Commerce Corp 150 Almaden Blvd. San Jose CA 95113 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2018-11-12 | 6,944 | $14.43 | 68,756 | No | 4 | P | Direct | |
| Common Stock, No Par Value | Acquisiton | 2018-11-12 | 3,474 | $14.39 | 11,257 | No | 4 | P | Indirect | Indirect By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Indirect By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Standard Employee Option - NSO | $6.57 | 2013-04-30 | 2023-04-30 | 253 | 253 | Direct |
| Common Stock, No Par Value | Standard Employee Option - NSO | $8.07 | 2014-02-27 | 2024-02-27 | 1,514 | 1,514 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-04-30 | 253 | 253 | Direct |
| 2024-02-27 | 1,514 | 1,514 | Direct |
Billionaire Hedge Funds
