Filing Details
- Accession Number:
- 0001209191-18-058400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 19:18:36
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-13 19:18:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1652044 | Alphabet Inc. | GOOG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1295030 | C David Drummond | C/O Alphabet Inc. 1600 Amphitheatre Pkwy Mountain View CA 94043 | Svp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Capital Stock | Acquisiton | 2018-11-12 | 2,845 | $159.14 | 42,558 | No | 4 | M | Direct | |
Class C Capital Stock | Disposition | 2018-11-12 | 2,845 | $1,058.41 | 39,713 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-11-12 | 2,845 | $159.78 | 2,845 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-11-12 | 2,845 | $1,072.58 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option to Purchase Class A Common Stock | Disposition | 2018-11-12 | 2,845 | $0.00 | 2,845 | $159.78 |
Class C Capital Stock | Option to Purchase Class C Capital Stock | Disposition | 2018-11-12 | 2,845 | $0.00 | 2,845 | $159.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,688 | 2019-03-04 | No | 4 | M | Direct | |
5,688 | 2019-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,090 | Indirect | By Spouse |
Class C Capital Stock | 2,095 | Indirect | By Spouse |
Class C Google Stock Units | 34,131 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 12,500 | 12,500 | Direct | ||
Class A Common Stock | Option to Purchase Class A Common Stock | $318.21 | 2022-04-04 | 8,646 | 8,646 | Direct | |
Class A Common Stock | Option to Purchase Class A Common Stock | $287.66 | 2021-04-06 | 29,288 | 29,288 | Direct | |
Class A Common Stock | Option to Purchase Class A Common Stock | $282.74 | 2020-12-01 | 9,998 | 9,998 | Direct | |
Class A Common Stock | Option to Purchase Class A Common Stock | $318.21 | 2022-04-04 | 44,955 | 44,955 | Direct | |
Class C Capital Stock | Option to Purchase Class C Capital Stock | $286.52 | 2021-04-06 | 29,288 | 29,288 | Direct | |
Class C Capital Stock | Option to Purchase Class C Capital Stock | $281.61 | 2020-12-01 | 9,998 | 9,998 | Direct | |
Class C Capital Stock | Option to Purchase Class C Capital Stock | $316.94 | 2022-04-04 | 44,955 | 44,955 | Direct | |
Class C Capital Stock | Option to Purchase Class C Capital Stock | $316.94 | 2022-04-04 | 8,646 | 8,646 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,500 | 12,500 | Direct | |
2022-04-04 | 8,646 | 8,646 | Direct |
2021-04-06 | 29,288 | 29,288 | Direct |
2020-12-01 | 9,998 | 9,998 | Direct |
2022-04-04 | 44,955 | 44,955 | Direct |
2021-04-06 | 29,288 | 29,288 | Direct |
2020-12-01 | 9,998 | 9,998 | Direct |
2022-04-04 | 44,955 | 44,955 | Direct |
2022-04-04 | 8,646 | 8,646 | Direct |
Footnotes
- The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.
- Option is fully vested.
- All shares are exercisable as of the transaction date.
- There is no expiration date for the Issuer's Class B Common Stock.