Filing Details
- Accession Number:
- 0001562180-18-004525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 17:42:04
- Reporting Period:
- 2018-11-09
- Accepted Time:
- 2018-11-13 17:42:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1467623 | Dropbox Inc. | DBX | Services-Prepackaged Software (7372) | 260138832 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1734563 | Andrew Houston | 333 Brannan Street San Francisco CA 94107 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2018-11-09 | 47,600 | $27.00 | 716,728 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 10,333,333 | Direct |
Footnotes
- The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting Person serves as trustee (the "Remainder Trust").
- This transaction was executed in multiple trades at prices ranging from $27.00 to $27.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held by the Remainder Trust.
- These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.