Filing Details

Accession Number:
0001354327-18-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 17:30:55
Reporting Period:
2018-11-09
Accepted Time:
2018-11-13 17:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Innovations Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366270 D Richard Feintuch Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Pgti Common Stock Acquisiton 2018-11-09 51,695 $2.04 101,810 No 4 M Direct
Pgti Common Stock Disposition 2018-11-09 5,010 $21.05 96,800 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Pgti Common Stock Stock Option (Right to Buy) Disposition 2018-11-09 51,695 $0.00 51,695 $2.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-05-03 No 4 M Direct
Footnotes
  1. The proceeds from the sale of these shares were used by the reporting person to pay the aggregate exercise price for the exercise of options described elsewhere in this Form 4.
  2. An aggregate of 101,695 stock options were granted to the reporting person on May 3, 2012. The dates on which those options became exercisable were as follows: 33,898 became exercisable on the grant date and 67,797 became exercisable in two approximately equal installments on each of May 3, 2013 and May 3, 2014.