Filing Details
- Accession Number:
- 0001354327-18-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 17:30:55
- Reporting Period:
- 2018-11-09
- Accepted Time:
- 2018-11-13 17:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354327 | Pgt Innovations Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366270 | D Richard Feintuch | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Pgti Common Stock | Acquisiton | 2018-11-09 | 51,695 | $2.04 | 101,810 | No | 4 | M | Direct | |
Pgti Common Stock | Disposition | 2018-11-09 | 5,010 | $21.05 | 96,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Pgti Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-09 | 51,695 | $0.00 | 51,695 | $2.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-05-03 | No | 4 | M | Direct |
Footnotes
- The proceeds from the sale of these shares were used by the reporting person to pay the aggregate exercise price for the exercise of options described elsewhere in this Form 4.
- An aggregate of 101,695 stock options were granted to the reporting person on May 3, 2012. The dates on which those options became exercisable were as follows: 33,898 became exercisable on the grant date and 67,797 became exercisable in two approximately equal installments on each of May 3, 2013 and May 3, 2014.