Filing Details
- Accession Number:
- 0001548538-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 17:18:30
- Reporting Period:
- 2018-11-08
- Accepted Time:
- 2018-11-13 17:18:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1048637 | M Philip Young | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1190636 | M Steven Krausz | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1212726 | E David Liddle | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1225480 | D Jonathan Root | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1309185 | P L Ix Partners Venture S U | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1370817 | A Paul Matteucci | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1474322 | M Casey Tansey | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1527715 | Presidio Management Group Ix, L.l.c. | 1460 El Camino Real, Suite 100 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Per Share | Disposition | 2018-11-08 | 4,280,779 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by USVP IX |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 856,155 | $0.00 | 856,155 | No | 4 | J | Direct | |
Common Stock, $0.001 Per Share | Disposition | 2018-11-08 | 856,155 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 102,093 | $0.00 | 102,093 | No | 4 | J | Indirect | Directly owned by Steven Krausz |
Common Stock, $0.001 Per Share | Disposition | 2018-11-12 | 2,100 | $0.96 | 99,993 | No | 4 | S | Indirect | Directly owned by Steven Krausz |
Common Stock, $0.001 Per Share | Disposition | 2018-11-13 | 2,400 | $0.95 | 97,593 | No | 4 | S | Indirect | Directly owned by Steven Krausz |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 69,609 | $0.00 | 69,609 | No | 4 | J | Indirect | Directly owned by David Liddle |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 60,408 | $0.00 | 60,408 | No | 4 | J | Indirect | Directly owned by Paul Matteucci |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 85,851 | $0.00 | 85,851 | No | 4 | J | Indirect | Directly owned by Jonathan Root |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 60,336 | $0.00 | 60,336 | No | 4 | J | Indirect | Directly owned by Casey Tansey |
Common Stock, $0.001 Per Share | Acquisiton | 2018-11-08 | 82,370 | $0.00 | 82,370 | No | 4 | J | Indirect | Directly owned by Philip Young |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Directly owned by USVP IX |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | Directly owned by Steven Krausz |
No | 4 | S | Indirect | Directly owned by Steven Krausz |
No | 4 | S | Indirect | Directly owned by Steven Krausz |
No | 4 | J | Indirect | Directly owned by David Liddle |
No | 4 | J | Indirect | Directly owned by Paul Matteucci |
No | 4 | J | Indirect | Directly owned by Jonathan Root |
No | 4 | J | Indirect | Directly owned by Casey Tansey |
No | 4 | J | Indirect | Directly owned by Philip Young |
Footnotes
- Represents a pro-rata, in-kind distribution by U.S. Venture Partners IX, L.P. ("USVP IX"), without additional consideration, to its partners.
- This report is one of two reports each on a separate Form 4; however, these forms are related to the same transaction being filed by the reporting persons. The shares are held of record by USVP IX. Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Irwin Federman, a director of the Issuer, and each of Steven M. Krausz, David E. Liddle, Paul A. Matteucci, Jonathan D. Root, Casey Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.95 to $.96, inclusive for sales made on November 12, 2018. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.