Filing Details
- Accession Number:
- 0001253873-18-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:59:11
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-13 16:59:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 69633 | Napco Security Technologies Inc | NSSC | Communications Equipment, Nec (3669) | 112277818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253873 | S Kevin Buchel | 333 Bayview Ave Amityville NY 11701 | Senior Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-12 | 1,000 | $4.37 | 288,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-12 | 252 | $17.32 | 288,735 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-12 | 1,000 | $8.75 | 289,735 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-12 | 505 | $17.32 | 289,230 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-12 | 4,000 | $17.00 | 285,230 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-11-12 | 1,000 | $4.37 | 5,000 | $4.37 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-11-12 | 1,000 | $8.75 | 5,000 | $8.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-20 | 2024-10-20 | No | 4 | M | Direct |
| 4,000 | 2017-12-15 | 2027-12-15 | No | 4 | M | Direct |
Footnotes
- Mr. Buchel exercised 2,000 Incentive Stock Options as part of a cashless exercise whereby 757 shares were exchanged as payment for such options, netting an increase of 1,243 shares. In addition, Mr. Buchel sold 4,000 shares of NAPCO stock that he presently owned and a portion of the proceeds will be used to cover federal and state income taxes including those associated with the aforementioned exercise.
Billionaire Hedge Funds
