Filing Details
- Accession Number:
- 0000716643-18-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:43:07
- Reporting Period:
- 2018-11-11
- Accepted Time:
- 2018-11-13 16:43:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716643 | Regis Corp | RGS | Services-Personal Services (7200) | 410749934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591430 | Brian Jim Lain | 7201 Metro Boulevard Minneapolis MN 55439 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-11 | 17,776 | $17.97 | 146,771 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-12 | 9,177 | $17.88 | 137,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-12 | 2,173 | $15.50 | 139,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-12 | 139 | $17.82 | 139,628 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-13 | 143 | $17.80 | 139,485 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-12 | 2,173 | $0.00 | 2,173 | $15.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,346 | 2014-11-11 | 2023-11-11 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 9,177 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on November 12, 2018 with prices ranging from $17.79 to $17.95 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
