Filing Details
- Accession Number:
- 0001593968-18-001433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:30:15
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-13 16:30:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267872 | Dennis Michael Casey | 3438 Peachtree Road Ne Suite 1800 Atlanta GA 30326 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-12 | 25,000 | $18.14 | 399,397 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-12 | 10,944 | $90.45 | 388,453 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-12 | 7,756 | $91.33 | 380,697 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-12 | 4,900 | $92.43 | 375,797 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-12 | 1,400 | $93.36 | 374,397 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2018-11-12 | 25,000 | $0.00 | 25,000 | $18.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2010-03-12 | 2019-03-12 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.96 to $90.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.97 to $91.89, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.99 to $92.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.20 to $93.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All of these options are exercisable.