Filing Details
- Accession Number:
- 0001370637-18-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:33:34
- Reporting Period:
- 2018-11-08
- Accepted Time:
- 2018-11-13 16:33:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1675052 | F Linda Kozlowski | C/O Etsy, Inc. 117 Adams Street Brooklyn NY 11201 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-08 | 8,597 | $28.38 | 41,294 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-11-08 | 32,793 | $10.23 | 74,087 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-11-08 | 18,610 | $9.40 | 92,697 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-08 | 10,700 | $51.28 | 81,997 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-08 | 9,300 | $52.00 | 72,697 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-08 | 15,000 | $53.29 | 57,697 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-08 | 25,000 | $54.12 | 32,697 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2018-11-08 | 8,597 | $0.00 | 8,597 | $28.38 |
Common Stock | Employee stock option (right to buy) | Disposition | 2018-11-08 | 32,793 | $0.00 | 32,793 | $10.23 |
Common Stock | Employee stock option (right to buy) | Disposition | 2018-11-08 | 18,610 | $0.00 | 18,610 | $9.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,184 | 2028-03-14 | No | 4 | M | Direct | |
50,054 | 2027-03-14 | No | 4 | M | Direct | |
129,599 | 2026-05-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.73 to $51.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.78 to $52.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
- The stock options are exercisable in 8 equal semi-annual installments, beginning on October 1, 2018, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will be forfeited.
- 1/16 of the stock options became exercisable on June 15, 2017, and the remainder will become exercisable in 45 equal monthly installments thereafter, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will accelerate and vest in full.
- 25% of the stock option became exercisable on June 1, 2017, with the remainder exercisable in 36 equal monthly installments thereafter, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will accelerate and vest in full.