Filing Details
- Accession Number:
- 0001179110-18-012767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:16:36
- Reporting Period:
- 2018-11-09
- Accepted Time:
- 2018-11-13 16:16:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88205 | Spx Corp | SPXC | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653219 | Webster John Nurkin | C/O Spx Corporation 13320-A Ballantyne Corporate Place Charlotte NC 28277 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-09 | 16,800 | $29.08 | 54,790 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-09 | 17,811 | $29.37 | 21,674 | No | 4 | I | Indirect | 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | I | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option to purchase common stock | $12.36 | 2018-10-13 | 2025-10-13 | 55,224 | 55,224 | Direct |
| Common Stock | Employee stock option to purchase common stock | $12.85 | 2019-03-02 | 2026-03-02 | 31,028 | 31,028 | Direct |
| Common Stock | Employee stock option to purchase common stock | $27.40 | 2020-03-01 | 2027-03-01 | 13,498 | 13,498 | Direct |
| Common Stock | Employee stock option to purchase common stock | $32.69 | 2021-02-22 | 2028-02-22 | 11,778 | 11,778 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-10-13 | 55,224 | 55,224 | Direct |
| 2026-03-02 | 31,028 | 31,028 | Direct |
| 2027-03-01 | 13,498 | 13,498 | Direct |
| 2028-02-22 | 11,778 | 11,778 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.16, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes unvested restricted stock units.
- Exempt discretionary transaction in accordance with Rule 16b-3(f).
- Vests as to 100% of the shares on the third anniversary of the grant date.
- Vests in three equal installments beginning on March 2, 2017.
- Vests in three equal installments beginning on March 1, 2018.
- Vests in three equal installments beginning on February 22, 2019.
Billionaire Hedge Funds
