Filing Details
- Accession Number:
- 0001127602-18-032857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:12:13
- Reporting Period:
- 2018-11-08
- Accepted Time:
- 2018-11-13 16:12:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247953 | Jr R Claiborne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-11-08 | 223 | $0.00 | 413 | No | 5 | G | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-08 | 158 | $0.00 | 158 | No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-08 | 223 | $0.00 | 223 | No | 5 | G | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Disposition | 2018-11-08 | 102 | $0.00 | 10,691 | No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 464 | No | 5 | G | Indirect | Child's proportionate limited partnership interest in shares held by RA II LP |
| Class A Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 10,793 | No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | Acquisiton | 2018-11-08 | 205 | $0.00 | 669 | No | 5 | G | Indirect | Child's proportionate limited partnership interest in shares held by RA II LP |
| Class A Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 10,895 | No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | Acquisiton | 2018-11-09 | 2 | $64.98 | 415 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-09 | 1 | $64.98 | 159 | No | 4 | P | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-09 | 1 | $64.98 | 224 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| No | 5 | G | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| No | 5 | G | Indirect | Child's proportionate limited partnership interest in shares held by RA II LP |
| No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| No | 5 | G | Indirect | Child's proportionate limited partnership interest in shares held by RA II LP |
| No | 5 | G | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2018-11-08 | 102 | $0.00 | 102 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 102 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 102 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-08 | 205 | $0.00 | 205 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 102 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,691 | No | 5 | G | Indirect | ||
| 464 | No | 5 | G | Indirect | ||
| 10,793 | No | 5 | G | Indirect | ||
| 669 | No | 5 | G | Indirect | ||
| 10,895 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 769 | Indirect | Held by a trust for the benefit of Reporting Person |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 10,027 | 10,027 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 10,027 | 10,027 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
- N/A
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