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Home > Insider Trading > Filing (0001127602-18-032851)

Filing Details

Accession Number:: 0001127602-18-032851
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-13 16:08:03
Reporting Period:: 2018-11-08

Accepted Time:: 2018-11-13 16:08:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1482535	A Jacob Kuipers	5875 Landerbrook Drive, Suite 300 Mayfield Heights OH 44124		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-11-08	158	$0.00	348	No	5	G	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-08	223	$0.00	413	No	5	G	Indirect	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-08	223	$0.00	413	No	5	G	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-08	223	$0.00	413	No	5	G	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-08	205	$0.00	712	No	5	G	Indirect	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	Acquisiton	2018-11-08	102	$0.00	13,895	No	5	G	Indirect	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	Acquisiton	2018-11-08	205	$0.00	567	No	5	G	Indirect	Child's proportionate limited partnership interest in shares held by RA II LP, spouse as trustee
Class A Common Stock	Acquisiton	2018-11-08	102	$0.00	13,997	No	5	G	Indirect	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	Acquisiton	2018-11-09	2	$64.98	350	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-09	2	$64.98	415	No	4	P	Indirect	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-09	3	$64.98	416	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-11-09	3	$64.98	416	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	5	G	Indirect	Proportionate interest in shares held by Rankin Associates VI
No	5	G	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	5	G	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	5	G	Indirect	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
No	5	G	Indirect	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
No	5	G	Indirect	Child's proportionate limited partnership interest in shares held by RA II LP, spouse as trustee
No	5	G	Indirect	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2018-11-08	205	$0.00	205	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-11-08	102	$0.00	102	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-11-08	205	$0.00	205	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-11-08	102	$0.00	102	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
712			No	5	G	Indirect
13,895			No	5	G	Indirect
567			No	5	G	Indirect
13,997			No	5	G	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	240	Direct
Class A Common Stock	10,242	Indirect	Held in Trust for benefit of Reporting Person's spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			240	240	Direct
Class A Common Stock	Class B Common Stock	$0.00			10,072	10,072	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	240	240	Direct
	10,072	10,072	Indirect

Footnotes

Reporting Person disclaims beneficial ownership of all such shares.
Shares purchased pursuant to 10b5-1 plan
2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
N/A