Filing Details
- Accession Number:
- 0001127602-18-032827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 15:45:55
- Reporting Period:
- 2018-11-08
- Accepted Time:
- 2018-11-13 15:45:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558765 | Farnham A Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-11-08 | 158 | $0.00 | 348 | No | 5 | G | Indirect | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-08 | 205 | $0.00 | 1,414 | No | 5 | G | Indirect | Held by Trust |
| Class A Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 1,516 | No | 5 | G | Indirect | Held by Trust |
| Class A Common Stock | Acquisiton | 2018-11-09 | 2 | $64.98 | 350 | No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Proportionate interest in shares held by Rankin Associates VI |
| No | 5 | G | Indirect | Held by Trust |
| No | 5 | G | Indirect | Held by Trust |
| No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-08 | 205 | $0.00 | 205 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-08 | 102 | $0.00 | 102 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 649 | No | 5 | G | Indirect | ||
| 751 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 17,987 | Indirect | proportionate LP interest in shares held by RA II LP which is held in a trust |
| Class A Common Stock | 3,738 | Indirect | Held by Trust fbo Reporting Person |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 17,987 | 17,987 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,738 | 3,738 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 17,987 | 17,987 | Indirect | |
| 3,738 | 3,738 | Indirect |
Footnotes
- held in trust u/a/d 8/12/2012
- Proportionate interest in shares held by Rankin Associates II
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
- N/A
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