Filing Details

Accession Number:
0001127602-18-032816
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 15:35:28
Reporting Period:
2018-11-08
Accepted Time:
2018-11-13 15:35:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558727 11/5/2002 Dtd Trust 2002 Butler Rankin Clara 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Proportionate interest of shares held by Rankin Associates VI held in trust
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 8,416 No 5 G Indirect Proportionate limited partnership interests in shares held by Rankin Associates II
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Proportionate interest of shares held by Rankin Associates VI held in trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Proportionate interest of shares held by Rankin Associates VI held in trust
No 5 G Indirect Proportionate limited partnership interests in shares held by Rankin Associates II
No 4 P Indirect Proportionate interest of shares held by Rankin Associates VI held in trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,416 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 279 Indirect proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 4,513 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 326 326 Indirect
Class A Common Stock Class B Common Stock $0.00 3,683 3,683 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
326 326 Indirect
3,683 3,683 Direct
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan
  2. 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
  3. N/A