Filing Details

Accession Number:
0001127602-18-032807
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 15:28:36
Reporting Period:
2018-11-08
Accepted Time:
2018-11-13 15:28:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247994 B David Williams 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-08 158 $0.00 349 No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 415 No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 12,160 No 5 G Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 7,104 No 5 G Indirect proportionate LP interest in shares held by RA II, L.P
Class A Common Stock Disposition 2018-11-08 205 $0.00 11,955 No 5 G Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 9,945 No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Disposition 2018-11-08 205 $0.00 11,750 No 5 G Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 8,570 No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-09 211 $64.98 90,674 No 4 P Indirect Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock Acquisiton 2018-11-09 2 $64.98 351 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 418 No 4 P Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect proportionate LP interest in shares held by RA II, L.P
No 5 G Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
No 4 P Indirect Held by trust for the benefit of Reporting Person's Spouse
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,160 No 5 G Indirect
7,104 No 5 G Indirect
11,955 No 5 G Indirect
9,945 No 5 G Indirect
11,750 No 5 G Indirect
8,570 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,126 Indirect Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 49,811 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 32,369 Indirect Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock 3,162 Direct
Class A Common Stock 279 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 2,983 Indirect Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock 279 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 4,357 Indirect Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 5,972 5,972 Indirect
Class A Common Stock Class B Common Stock $0.00 89,105 89,105 Indirect
Class A Common Stock Class B Common Stock $0.00 51,283 51,283 Indirect
Class A Common Stock Class B Common Stock $0.00 58,586 58,586 Indirect
Class A Common Stock Class B Common Stock $0.00 2,332 2,332 Direct
Class A Common Stock Class B Common Stock $0.00 326 326 Indirect
Class A Common Stock Class B Common Stock $0.00 2,152 2,152 Indirect
Class A Common Stock Class B Common Stock $0.00 326 326 Indirect
Class A Common Stock Class B Common Stock $0.00 3,528 3,528 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
5,972 5,972 Indirect
89,105 89,105 Indirect
51,283 51,283 Indirect
58,586 58,586 Indirect
2,332 2,332 Direct
326 326 Indirect
2,152 2,152 Indirect
326 326 Indirect
3,528 3,528 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. Shares purchased pursuant to 10b5-1 plan
  3. 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
  4. N/A