Filing Details

Accession Number:
0001127602-18-032793
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 15:10:52
Reporting Period:
2018-11-08
Accepted Time:
2018-11-13 15:10:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247954 T James Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-08 158 $0.00 349 No 5 G Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 415 No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 9,870 No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 364 No 5 G Indirect child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 556 No 5 G Indirect Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 1,655 No 5 G Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 1,507 No 5 G Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 1,860 No 5 G Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 1,712 No 5 G Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock Disposition 2018-11-08 205 $0.00 9,665 No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 761 No 5 G Indirect Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Disposition 2018-11-08 205 $0.00 9,460 No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 569 No 5 G Indirect child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 9,562 No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock Acquisiton 2018-11-09 2 $64.98 351 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 418 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No 5 G Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No 5 G Indirect Proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
No 5 G Indirect child's proportionate limited partnership interest in shares held by Rankin Associates II
No 5 G Indirect Minor child?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
No 5 G Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
No 5 G Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
No 5 G Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
No 5 G Indirect Minor child?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
No 5 G Indirect child's proportionate limited partnership interest in shares held by Rankin Associates II
No 5 G Indirect proportionate limited partnership interests in shares held by RA II LP
No 4 P Indirect Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,870 No 5 G Indirect
364 No 5 G Indirect
556 No 5 G Indirect
1,655 No 5 G Indirect
1,507 No 5 G Indirect
1,860 No 5 G Indirect
1,712 No 5 G Indirect
9,665 No 5 G Indirect
761 No 5 G Indirect
9,460 No 5 G Indirect
569 No 5 G Indirect
9,562 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 15,853 Indirect Held by Trust
Class A Common Stock 862 Indirect Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP
Class A Common Stock 563 Indirect Shares held by spouse
Class A Common Stock 645 Indirect co-trustee of trust for the benefit of minor niece
Class A Common Stock 563 Indirect co-trustee of the trust for the benefit of the minor nephew
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 15,683 15,683 Direct
Class A Common Stock Class B Common Stock $0.00 862 862 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Indirect
Class A Common Stock Class B Common Stock $0.00 645 645 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
15,683 15,683 Direct
862 862 Indirect
563 563 Indirect
645 645 Indirect
563 563 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. Shares purchased pursuant to 10b5-1 plan
  3. 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
  4. N/A