Filing Details

Accession Number:
0001127602-18-032786
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 15:05:02
Reporting Period:
2018-11-08
Accepted Time:
2018-11-13 15:05:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247948 M Matthew Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-08 158 $0.00 349 No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 415 No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-08 224 $0.00 414 No 5 G Indirect Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 1,655 No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 9,308 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 1,507 No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Disposition 2018-11-08 205 $0.00 9,103 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 1,860 No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Disposition 2018-11-08 205 $0.00 8,898 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 205 $0.00 1,712 No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-08 102 $0.00 9,000 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Acquisiton 2018-11-09 2 $64.98 351 No 4 P Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 418 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-09 3 $64.98 417 No 4 P Indirect Child's proportionate interest in shares held by Rankin Associate VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Child's proportionate interest in shares held by Rankin Associate VI
No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
No 4 P Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Child's proportionate interest in shares held by Rankin Associate VI
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 205 $0.00 205 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-08 102 $0.00 102 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,655 No 5 G Indirect
9,308 No 5 G Indirect
1,507 No 5 G Indirect
9,103 No 5 G Indirect
1,860 No 5 G Indirect
8,898 No 5 G Indirect
1,712 No 5 G Indirect
9,000 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 722 Indirect Held by Reporting Person's spouse.
Class A Common Stock 2,058 Indirect Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 645 Indirect Reporting Person is co-trustee of a Trust fbo minor child.
Class A Common Stock 500 Direct
Class A Common Stock 10,838 Indirect Held through a trust of which the Reporting Person is trustee
Class A Common Stock 563 Indirect Reporting Person is co-trustee of a Trust fbo minor child.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 722 722 Indirect
Class A Common Stock Class B Common Stock $0.00 2,058 2,058 Indirect
Class A Common Stock Class B Common Stock $0.00 645 645 Indirect
Class A Common Stock Class B Common Stock $0.00 500 500 Direct
Class A Common Stock Class B Common Stock $0.00 11,170 11,170 Indirect
Class A Common Stock Class B Common Stock $0.00 563 563 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
722 722 Indirect
2,058 2,058 Indirect
645 645 Indirect
500 500 Direct
11,170 11,170 Indirect
563 563 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. Shares purchased pursuant to 10b5-1 plan
  3. 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
  4. N/A