Home > Insider Trading > Filing (0001144204-18-059191)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1651407	Checkpoint Therapeutics Inc.	CKPT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
941841	Md A Lindsay Rosenwald	2 Gansevoort Street, 9Th Floor New York NY 10014		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-11-07	2,100	$2.12	28,548	No	4	P	Direct
Common Stock	Acquisiton	2018-11-08	48,234	$2.24	76,782	No	4	P	Direct
Common Stock	Acquisiton	2018-11-09	49,666	$2.35	126,448	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Reflects the weighted average sale price of multiple same-way open market sale transactions effected by the Reporting Person on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The range of prices for the sale transactions on November 7, 2018, was $2.05 to $2.26, the range of prices for the sale transactions on November 8, 2018, was $2.19 to $2.34, and the range of prices for the sale transactions on November 9, 2018, was $2.30 to $2.44. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Includes restricted stock units which vest over various time periods, subject to Dr. Rosenwald's continued service on the board on such date.