Filing Details
- Accession Number:
- 0001209191-11-012612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 19:54:43
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 19:54:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392677 | R Eric Ludwig | Glu Mobile Inc. 45 Fremont Street, Suite 2800 San Francisco CA 94105 | Svp, Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-22 | 22,500 | $1.07 | 22,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-22 | 22,500 | $3.97 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2011-02-22 | 22,500 | $0.00 | 22,500 | $1.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,500 | 2015-08-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,000 | Direct |
Footnotes
- The stock option exercise and the sale of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Ludwig entered into on June 7, 2010.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.94 to $4.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vested and became exercisable with respect to 50% of the underlying shares on the date that a new Chief Executive Officer joined Glu Mobile Inc., which was December 1, 2009 (the "Start Date"), and the remaining 50% of the underlying shares vested and became exercisable on the six-month anniversary of the Start Date, or June 1, 2010.