Filing Details
- Accession Number:
- 0001077183-18-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 10:27:33
- Reporting Period:
- 2018-11-09
- Accepted Time:
- 2018-11-13 10:27:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621453 | J. Robert Shovlin | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | President, Clinical Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-09 | 300,000 | $4.79 | 339,884 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-09 | 180,000 | $17.05 | 159,884 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-12 | 36,493 | $16.76 | 123,391 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-09 | 300,000 | $0.00 | 300,000 | $4.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-10-13 | 2019-10-13 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.15 | 2017-04-20 | 2021-04-20 | 200,000 | 200,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $7.52 | 2018-04-28 | 2022-04-28 | 200,000 | 200,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $8.03 | 2019-02-26 | 2023-02-26 | 288,500 | 288,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-04-20 | 200,000 | 200,000 | Direct |
2022-04-28 | 200,000 | 200,000 | Direct |
2023-02-26 | 288,500 | 288,500 | Direct |
Footnotes
- On October 13, 2014, Mr. Shovlin was granted an option to purchase 300,000 shares. The options have time based vesting. On the first anniversary of the option grant date 75,000 shares vest. Then beginning on the thirteenth (13th) month through the fourth anniversary of the option grant date 6,250 shares will vest on a monthly basis.
- On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.