Filing Details
- Accession Number:
- 0000920112-18-000271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 09:44:29
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-13 09:44:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589744 | Kurt Saylor | 1398 Central Ave Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-12 | 2,150 | $54.61 | 132,068 | No | 4 | S | Indirect | Trust |
| Common Stock | Disposition | 2018-11-12 | 1,430 | $54.45 | 130,638 | No | 4 | S | Indirect | Trust |
| Common Stock | Disposition | 2018-11-12 | 1,430 | $55.04 | 129,208 | No | 4 | S | Indirect | Trust |
| Common Stock | Disposition | 2018-11-12 | 850 | $54.61 | 52,563 | No | 4 | S | Indirect | Wife's Trust |
| Common Stock | Disposition | 2018-11-12 | 570 | $54.45 | 51,993 | No | 4 | S | Indirect | Wife's Trust |
| Common Stock | Disposition | 2018-11-12 | 570 | $55.04 | 51,423 | No | 4 | S | Indirect | Wife's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Trust |
| No | 4 | S | Indirect | Trust |
| No | 4 | S | Indirect | Trust |
| No | 4 | S | Indirect | Wife's Trust |
| No | 4 | S | Indirect | Wife's Trust |
| No | 4 | S | Indirect | Wife's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Direct | |
| Common Stock | 134,218 | Indirect | Trust |
| Common Stock | 53,413 | Indirect | Wife's Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2018 Director Restricted Stock Units (retainer) | $0.00 | 460 | 0 | Direct | ||
| Common Stock | 2018 Director Restricted Stock Units | $0.00 | 1,235 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 460 | 0 | Direct | |
| 1,235 | 0 | Direct |
Footnotes
- These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
- These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
- HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation
Billionaire Hedge Funds
