Filing Details
- Accession Number:
- 0001127602-18-032691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 06:29:07
- Reporting Period:
- 2018-11-12
- Accepted Time:
- 2018-11-13 06:29:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685859 | Riu Sun | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Growth Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-12 | 9,942 | $26.64 | 9,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-12 | 7,257 | $36.50 | 2,685 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-11-12 | 12,211 | $26.98 | 14,896 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-12 | 9,027 | $36.50 | 5,869 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-11-12 | 9,314 | $26.56 | 15,183 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-12 | 6,778 | $36.50 | 8,405 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-11-12 | 8,405 | $36.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-12 | 9,942 | $0.00 | 9,942 | $26.64 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-12 | 12,211 | $0.00 | 12,211 | $26.98 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-12 | 9,314 | $0.00 | 9,314 | $26.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,971 | 2025-07-16 | No | 4 | M | Direct | |
| 12,212 | 2026-11-11 | No | 4 | M | Direct | |
| 27,944 | 2027-02-10 | No | 4 | M | Direct |
Footnotes
- Vesting occurs 25% per year beginning one year from 7/16/2015.
- Vesting occurs 25% per year beginning one year from grant date.
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