Filing Details

Accession Number:
0001494727-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-09 20:31:51
Reporting Period:
2018-11-07
Accepted Time:
2018-11-09 20:31:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318605 Tesla Inc. TSLA Motor Vehicles & Passenger Car Bodies (3711) 912197729
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494727 B Jeffrey Straubel C/O Tesla, Inc
3500 Deer Creek Road
Palo Alto CA 94304
Chief Technical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-07 15,000 $20.72 341,398 No 4 M Direct
Common Stock Disposition 2018-11-07 3,670 $347.46 337,728 No 4 S Direct
Common Stock Disposition 2018-11-07 6,530 $348.23 331,198 No 4 S Direct
Common Stock Disposition 2018-11-07 4,200 $349.39 326,998 No 4 S Direct
Common Stock Disposition 2018-11-07 600 $349.97 326,398 No 4 S Direct
Common Stock Disposition 2018-11-07 20,000 $0.00 306,398 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-11-07 15,000 $0.00 15,000 $20.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2020-09-13 No 4 M Direct
Footnotes
  1. Amount of securities beneficially owned includes 97 shares acquired under Tesla, Inc.'s employee stock purchase plan since the date of the reporting person's last Form 4 that reported shares of common stock owned.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.80 to $347.79, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.87 to $348.80, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.88 to $349.87, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.93 to $350.00, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote.
  6. 20,000 Tesla shares were gifted to charity.
  7. 1/4th of the shares subject to the option became equally vested and exercisable on each of January 21, 2011, October 1, 2011, September 12, 2012, and June 4, 2013.