Filing Details
- Accession Number:
- 0001209191-18-057982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 16:49:26
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-09 16:49:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1703485 | D. Katherine Jaspon | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-07 | 1,900 | $7.31 | 4,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-07 | 1,900 | $73.28 | 2,511 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-11-07 | 1,900 | $0.00 | 1,900 | $7.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,894 | 2021-03-09 | No | 4 | M | Direct |
Footnotes
- The option has previously vested based on time and performance criteria.
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