Filing Details
- Accession Number:
- 0001127602-11-007529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 19:23:21
- Reporting Period:
- 2011-02-23
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 19:23:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190637 | F James Barlow | 2525 Dupont Drive Irvine CA 92612 | Sr. Vp, Corp. Controller (Pao) | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-23 | 4,750 | $58.55 | 18,670 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-23 | 5,575 | $40.16 | 24,245 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-23 | 11,688 | $73.54 | 12,557 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-23 | 4,750 | $0.00 | 4,750 | $58.55 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-23 | 5,575 | $0.00 | 5,575 | $40.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-02 | No | 4 | M | Direct | |
11,150 | 2019-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,455 | Indirect | By 401(k) Trust |
Common Stock | 639 | Indirect | By Esop Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on February 7, 2011.
- Shares allocated to reporting person's SIP account as of reporting date.
- Shares allocated to the reporting person's ESOP account as of reporting date.
- The option becomes exercisable in four equal annual installments beginning February 2, 2008.
- The option became exercisable in four equal annual installments beginning February 20, 2010.