Filing Details
- Accession Number:
- 0001138639-18-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 15:41:38
- Reporting Period:
- 2018-11-09
- Accepted Time:
- 2018-11-09 15:41:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245146 | W David Heard | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-09 | 20,000 | $4.74 | 44,532 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 112,500 | 112,500 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 68,750 | 68,750 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 70,000 | 70,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
112,500 | 112,500 | Direct | |
68,750 | 68,750 | Direct | |
70,000 | 70,000 | Direct |
Footnotes
- This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $4.695 to $4.8025 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- These RSUs vest in four annual installments beginning on July 5, 2018.
- These RSUs vest in four annual installments beginning on May 5, 2019.
- These RSUs vest in four annual installments beginning on October 5, 2019.