Filing Details
- Accession Number:
- 0000899243-18-028584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 15:15:22
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-09 15:15:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1320854 | Freightcar America Inc. | RAIL | Railroad Equipment (3743) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713182 | R James Meyer | Two North Riverside Plaza Suite 1300 Chicago IL 60606 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-07 | 5,000 | $9.86 | 35,006 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $16.66 | 2028-01-12 | 33,025 | 33,025 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $16.44 | 2027-07-31 | 350,000 | 350,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-01-12 | 33,025 | 33,025 | Direct |
2027-07-31 | 350,000 | 350,000 | Direct |
Footnotes
- This transaction was executed in multible trades at prices ranging from $9.51 to $10.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issurer or a secrity holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- On January 12, 2018 the recipient was granted 33,025 options which will vest in three equal annual installments beginning on January 12, 2019.
- On July 31, 2017 the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.