Filing Details
- Accession Number:
- 0001475246-18-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 12:29:14
- Reporting Period:
- 2018-11-08
- Accepted Time:
- 2018-11-09 12:29:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321741 | Gladstone Investment Corporation | GAIN | () | 830423116 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639103 | Julia Ryan | 1521 Westbranch Drive Suite 100 Mclean VA 22102 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-08 | 1,500 | $9.98 | 1,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |