Home > Insider Trading > Filing (0000021175-18-000119)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
21175	Cna Financial Corp	CNA	Fire, Marine & Casualty Insurance (6331)	366169860

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1433209	A. Larry Haefner	151 N. Franklin St. Chicago IL 60606	Evp & Chief Actuary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-11-07	11,358	$47.41	58,007	No	4	M	Direct
Common Stock	Disposition	2018-11-07	11,358	$47.73	46,649	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2018-11-07	15,000	$0.00	15,000	$11.51

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-02-04	No	4	M	Direct

Footnotes

The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 11,358 shares of the issuers common stock.
This transaction was executed in multiple trades at prices ranging from $47.43 to $47.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009.
As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.