Filing Details
- Accession Number:
- 0001209191-18-057778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-08 17:10:53
- Reporting Period:
- 2018-11-06
- Accepted Time:
- 2018-11-08 17:10:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883980 | First Data Corp | FDC | Services-Business Services, Nec (7389) | 470731996 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654739 | C Barry Mccarthy | C/O First Data Corporation 225 Liberty Street, 29Th Floor New York NY 10281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-11-06 | 35,000 | $0.00 | 368,571 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-11-06 | 35,000 | $18.69 | 333,571 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-11-07 | 23,219 | $0.00 | 356,790 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2018-11-07 | 16,781 | $16.00 | 373,571 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-11-07 | 40,000 | $19.43 | 333,571 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-11-08 | 28,933 | $12.52 | 362,504 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-11-08 | 9,582 | $16.00 | 372,086 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-11-08 | 38,515 | $19.22 | 333,571 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-11-06 | 21,750 | $0.00 | 21,750 | $12.65 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-11-06 | 13,250 | $0.00 | 13,250 | $14.23 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-06 | 21,750 | $12.65 | 21,750 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-06 | 13,250 | $14.23 | 13,250 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-11-06 | 35,000 | $0.00 | 35,000 | $0.00 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-11-07 | 23,219 | $0.00 | 23,219 | $14.23 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-07 | 23,219 | $14.23 | 23,219 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-11-07 | 23,219 | $0.00 | 23,219 | $0.00 |
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2018-11-07 | 16,781 | $0.00 | 16,781 | $16.00 |
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2018-11-08 | 9,582 | $0.00 | 9,582 | $16.00 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-11-08 | 28,933 | $0.00 | 28,933 | $12.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-10 | No | 4 | M | Direct | |
| 23,219 | 2025-01-14 | No | 4 | M | Direct | |
| 190,555 | No | 4 | M | Direct | ||
| 203,805 | No | 4 | M | Direct | ||
| 168,805 | No | 4 | C | Direct | ||
| 0 | 2025-01-14 | No | 4 | M | Direct | |
| 192,024 | No | 4 | M | Direct | ||
| 168,805 | No | 4 | C | Direct | ||
| 88,674 | 2025-10-14 | No | 4 | M | Direct | |
| 79,092 | 2025-10-14 | No | 4 | M | Direct | |
| 14,467 | 2026-02-24 | No | 4 | M | Direct |
Footnotes
- Each share of Class A common stock was issued upon the conversion of one share of Class B common stock.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.59 to $18.76, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.98 to $19.63, inclusive. Upon request of the SEC staff, FDC, or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $19.105 to $19.52, inclusive. Upon request of the SEC staff, FDC, or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- These stock options are fully vested and exercisable.
- Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
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