Filing Details
- Accession Number:
- 0001567619-18-005444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-08 17:03:42
- Reporting Period:
- 2018-11-06
- Accepted Time:
- 2018-11-08 17:03:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1600033 | E.l.f. Beauty Inc. | ELF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520396 | T. Jonathan Fieldman | C/O E.l.f. Beauty, Inc. 570 10Th Street Oakland CA 94607 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-06 | 65,000 | $8.22 | 131,423 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-06 | 65,000 | $13.22 | 66,423 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-06 | 26,000 | $0.00 | 26,000 | $8.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-06 | 39,000 | $0.00 | 39,000 | $8.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-08-09 | No | 4 | M | Direct | |
| 176,280 | 2016-08-09 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- Includes 13,323 Restricted Stock Units.
- The transaction was executed in multiple trades in prices ranging from $13.22 to $13.32, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request full information regarding the number of shares sold at each respective price within the range set forth in his footnote.
- The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.
- Exercise price was previously incorrectly reported as $8.23 per share.
- Twenty percent (20%) of the stock options vest and become exercisable on each anniversary of July 18, 2016 until all such stock options have vested and become exercisable, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.
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