Home > Insider Trading > Filing (0001144204-18-058378)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015155	Charles & Colvard Ltd	CTHR	Jewelry, Silverware & Plated Ware (3910)	561928817

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1651451	Jaqui Lividini	27 East 95Th Street New York NY 10128		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-11	15,100	$1.51	15,100	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2017-12-11	2,800	$1.43	2,800	No	4	P	Direct
Common Stock	Disposition	2018-02-14	2,800	$0.00	0	No	4	G	Direct
Common Stock	Acquisiton	2018-02-14	2,800	$0.00	2,800	No	4	G	Indirect	By parents

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	P	Direct
No	4	G	Direct
No	4	G	Indirect	By parents

Footnotes

The total amount of shares beneficially owned following the reported transactions reflects the number of shares beneficially owned by Ms. Lividini as of the date this report is being filed.
This amendment is being filed to correct the ownership form of the 15,100 shares acquired, which was inadvertently reported on the original filing as direct. Columns six and seven have been adjusted to reflect this correction. This amendment is also being filed to report additional transactions that occurred on the date of, and subsequent to, the original transaction.
This transaction involved a gift of securities by Ms. Lividini to her parents' brokerage account over which Ms. Lividini has power of attorney. Ms. Lividini disclaims beneficial ownership of the shares held in her parents' brokerage account, and this report should not be deemed an admission that Ms. Lividini is the beneficial owner of her parents' shares for purposes of Section 16 or for any other purpose.