Filing Details
- Accession Number:
- 0001214659-18-006957
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-07 20:43:14
- Reporting Period:
- 2018-11-05
- Accepted Time:
- 2018-11-07 20:43:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
71691 | New York Times Co | NYT.A | Newspapers: Publishing Or Publishing & Printing (2711) | 131102020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227858 | Jr Arthur Sulzberger | The New York Times Company 620 Eighth Avenue New York NY 10018 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-11-05 | 66,000 | $3.63 | 345,215 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-11-05 | 66,000 | $28.00 | 279,215 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-11-05 | 100,000 | $3.63 | 379,215 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-11-05 | 100,000 | $28.01 | 279,215 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Options - Rights to Buy | Disposition | 2018-11-05 | 66,000 | $0.00 | 66,000 | $3.63 |
Class A Common Stock | Stock Appreciation Right | Disposition | 2018-11-05 | 100,000 | $0.00 | 100,000 | $3.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-19 | No | 4 | M | Direct | |
0 | 2019-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,400,000 | Indirect | By trust. |
Class A Common Stock | 25,000 | Indirect | By trust. |
Class A Common Stock | 25,000 | Indirect | By trust. |
Class A Common Stock | 984 | Indirect | By trust. |
Class A Common Stock | 984 | Indirect | By trust. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.10, inclusive. The reporting person undertakes to provide The New York Times Company, any security holder of The New York Times Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The reporting person disclaims beneficial ownership of these shares.
- Rights to buy Class A Common Stock granted on February 19, 2009 under The New York Times Company 1991 Executed Stock Incentive Plan. The option vested in three equal annual installments beginning on February 19, 2010.
- Deferred Payment Stock Appreciation Rights granted to compensate the reporting person for 100,000 of 500,000 options to purchase shares of Class A Common Stock originally granted to the reporting person on February 19, 2009, which portion has subsequently been determined to have been null and void. The Deferred Payment Stock Appreciation Rights vested in three equal annual installments beginning February 19, 2010.