Filing Details

Accession Number:
0001209191-18-057653
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-07 17:23:37
Reporting Period:
2018-11-05
Accepted Time:
2018-11-07 17:23:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
933974 Brooks Automation Inc BRKS Special Industry Machinery, Nec (3559) 043040660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579290 David Pietrantoni 15 Elizabeth Drive
Chelmsford MA 01824
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-05 577 $31.76 39,099 No 4 S Direct
Common Stock Acquisiton 2018-11-06 12,132 $0.00 51,231 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Footnotes
  1. The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 1,875 restricted stock units held by the reporting person.
  2. An initial grant of 22,500 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 16,875 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 29,007 of the performance-based units. This transaction represents a grant of an additional 12,132 RSUs. No amount was paid upon grant of RSUs.