Filing Details
- Accession Number:
- 0001209191-18-057649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-07 17:21:05
- Reporting Period:
- 2018-11-05
- Accepted Time:
- 2018-11-07 17:21:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
933974 | Brooks Automation Inc | BRKS | Special Industry Machinery, Nec (3559) | 043040660 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485448 | Jason Joseph | C/O Brooks Automation, Inc. 15 Elizabeth Drive Chelmsford MA 01824 | Vp, General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-11-05 | 1,026 | $31.76 | 85,842 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-06 | 21,570 | $0.00 | 107,412 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,334 restricted stock units held by the reporting person.
- An initial grant of 40,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 30,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 51,570 of the performance-based units. This transaction represents a grant of an additional 21,570 RSUs. No amount was paid upon grant of RSUs.