Filing Details

Accession Number:
0001209191-18-057613
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-07 17:01:39
Reporting Period:
2018-11-05
Accepted Time:
2018-11-07 17:01:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM Surgical & Medical Instruments & Apparatus (3841) 204327508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582779 Dick Allen C/O Tandem Diabetes Care, Inc.,
11075 Roselle Street
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-05 82 $37.96 2,418 No 4 S Indirect See Footnote
Common Stock Disposition 2018-11-05 82 $37.88 2,418 No 4 S Indirect See Footnote
Common Stock Disposition 2018-11-05 3,898 $37.75 18,103 No 4 S Indirect See Footnote
Common Stock Disposition 2018-11-05 11,160 $38.11 52,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The securities are held by the Gammon Children's 2000 Trust FBP Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
  2. The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
  3. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.72 and $37.79.
  4. The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
  5. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $37.66 and $38.68.
  6. The securities are held by the Allen Family Trust dated October 12, 1981.