Filing Details
- Accession Number:
- 0001225208-18-015267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-07 16:03:04
- Reporting Period:
- 2018-11-05
- Accepted Time:
- 2018-11-07 16:03:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204553 | Huimin Wang | One Edwards Way Irvine CA 92614 | Cvp, Japan & Intercontinental | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-05 | 3,800 | $42.73 | 81,665 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-11-05 | 1,321 | $151.97 | 80,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-05 | 1,500 | $152.60 | 78,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-05 | 2,601 | $150.98 | 76,243 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-05 | 3,800 | $152.60 | 72,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-05 | 9,578 | $149.66 | 62,865 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-06 | 15,000 | $149.92 | 47,865 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-11-07 | 16,641 | $0.00 | 31,224 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2018-11-05 | 3,800 | $0.00 | 3,800 | $42.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,800 | 2013-05-09 | 2019-05-08 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2018.
- This transaction was executed in multiple trades at prices ranging from $151.52 to $152.2550. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $150.43 to $151.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $149.36 to $150.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $149.28 to $150.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.